MARKET
Regulation & Compliance
12 prints
SEC, CFTC and global rulemaking, enforcement and compliance affecting trading.
Latest print
SEBI Widens Commodity Derivatives Market Access for FPIs
SEBI has moved to widen commodity derivatives market access for Foreign Portfolio Investors, expanding the set of Indian commodity contracts available to overseas participants.
Desk tape
Japan Regulator to Review Proprietary Trading Platform Rules
2′CME Group Fines Prop Trading Firm Telesto Sciences $125,000
3′CME Group Fines Prop Trading Firm Optimus Commodities
3′Japan Weighs Proprietary Trading Cap Revision as Volume Surges
3′RBI Funding Curbs Hit Indian Prop Trading Firms, Bloomberg Reports
2′SEC Proposes Eliminating Reg NMS Trade-Through Rule
3′ESMA Consults on EMIR Reporting for Third-Country CCP Clearing
2′South Africa Targets 2028 Overhaul of $9.3 Trillion Derivatives Market Rules
3′Hong Kong to exclude proprietary trading firms from planned tax relief
3′CBOT Fines Hertshten Group Over Looping Messages
2′FCA Advances Package of Equity Market Transparency Reforms
2′